Houston Business Broker Dealer Lawyers


When you find yourself in the middle of a financial dispute, turn to the team of experienced lawyers at DRHR Law. Our attorneys practice Houston broker dealer litigation and have a strong track record in reaching the fair resolutions that our clients deserve.

Our firm is happy to represent broker-dealers, investment advisers, financial planners and other securities industry professionals. We are also capable of handling regulatory investigations brought forth by the SEC or FINRA. Houston business litigation can be expensive, but we try to handle cases at reasonable rates so our clients can obtain the best results affordably.

Areas of Focus and Expertise

Our business broker lawyers in Houston TX have years of experience meeting the needs of our securities industry clients. Some of our most common areas of practice include class actions involving broker-dealers and regulatory and compliance issues. Our Houston business broker lawyers are also experienced with SEC and FINRA litigation.

Some of our most recent clients are brokerage firms that have found themselves in various disputes, ranging from securities, commodities and foreign exchange trading. It’s not uncommon for our clients to need Houston broker dealer litigation against claims that are brought on by retail and institutional customers. The most common claims include unsuitability, failure to supervise, churning, commodity futures, options and selling away.

Why Choose DRHR Law for Business Litigation in Houston TX

Experience is important when handling broker dealer litigation in Houston TX, but there are other factors to consider as well. Our lawyers will give your case the personalized attention it deserves. We never take a passive or wait-and-see approach. We are aggressive and persuasive, and we work toward the best possible solution, not just an acceptable one.

Our business broker lawyers in Houston TX can take on your case even with little notice. If you know that you are in need of quality, affordable legal representation for Houston broker dealer litigation, call DRHR Law for a consultation.